Platform Traded Funds (PTFs)

The needs of investors and advisors are constantly evolving. That’s why we’re always reaching out to ask questions and listen to what matters most to our stakeholders. Our proprietary distribution platform, using NEO technology, is a game changer in the fintech space. We’ve provided the first-ever solution to simplify access to investment products that are not listed on an exchange.

Why raise assets through Platform Traded Funds (PTFs)?

Broad Distribution

IIROC advisors can bulk trade PTFs across all eligible client accounts using their standard on-exchange order entry solutions, reducing processing times dramatically. MFDA advisors also have access to these investment funds.

Efficient & Low Cost

With complete back-office integration and digitization of current workflows, NEO offers enhanced efficiencies and lower costs compared to existing fund distribution channels for asset managers, dealers, advisors, and their investors.

DealSquare Integration

OM funds can leverage both DealSquare – our centralized and digital platform that makes private placements more efficient - and the NEO PTF technology for full back office and client account integration.